| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RO | Dealing in securities | 2009-05-21 | - |
| RO | Dealing in futures contracts | 2009-04-03 | - | |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2008-02-18 | 2008-07-16 |
| RO | Dealing in securities | 2008-02-18 | 2008-07-16 | |
| Newedge Broker Limited | RO | Providing automated trading services | 2005-04-28 | 2008-07-16 |
| RO | Dealing in futures contracts | 2005-04-28 | 2008-07-16 | |
| RO | Dealing in securities | 2005-04-28 | 2008-07-16 |