Personnel Hong Kong SFC License Details (ID 95928)

Personnel Hong Kong SFC License Details (ID 95928)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T.F.S. Derivatives HK Limited	Rep	Dealing in securities	2026-08-03	-
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in securities	2019-06-28	2020-02-28
T.F.S. Derivatives HK Limited	Rep	Dealing in securities	2009-11-24	2019-03-11
SKY WARD ASIA LIMITED	Rep	Asset management	2004-05-20	2005-07-15
	Rep	Dealing in securities	2004-05-20	2007-09-20
SKY WARD GLOBAL MANAGEMENT LIMITED	Rep	Advising on futures contracts	2004-05-20	2007-09-20
	Rep	Advising on securities	2004-05-20	2007-09-20
	Rep	Asset management	2004-05-20	2007-09-20