Webb-site Legacy

Ho, Dorian Kam Po 何鑑波

SFC ID:AGI976

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2011-01-27	2015-03-31
	Rep	Dealing in securities	2011-01-27	2015-03-31
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2009-08-31	2011-01-03
	Rep	Dealing in securities	2009-08-31	2011-01-03
CVP Securities Limited	Rep	Dealing in futures contracts	2005-08-16	2006-11-06
	Rep	Dealing in securities	2005-08-16	2006-11-06
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-05-10
	Rep	Asset management	-	2003-05-10
	Rep	Providing automated trading services	-	2003-05-10
	Rep	Dealing in futures contracts	-	2003-05-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-05-10
	Rep	Advising on securities	-	2003-05-10
	Rep	Asset management	-	2003-05-10
	Rep	Providing automated trading services	-	2003-05-10
	Rep	Dealing in securities	-	2003-05-10