| Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2017-10-31 | 2018-04-25 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | 2016-08-30 |
| Rep | Dealing in securities | 2016-05-20 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-05-20 | 2016-08-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-05-20 | 2016-06-30 |
| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2015-07-22 | 2015-11-16 |
| Rep | Dealing in securities | 2015-07-22 | 2015-11-16 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-06-10 | 2015-07-07 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-06-10 | 2015-07-07 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-06-10 | 2015-07-07 |
| CF GLOBAL (HK) LIMITED | Rep | Dealing in futures contracts | 2014-07-10 | 2014-12-03 |
| Rep | Dealing in securities | 2014-07-10 | 2014-12-03 |
| T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2011-03-02 | 2014-06-12 |
| Rep | Dealing in securities | 2011-03-02 | 2014-06-12 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-03-02 | 2011-02-21 |
| Rep | Dealing in securities | 2010-03-02 | 2011-02-21 |
| MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2008-11-28 | 2010-01-25 |
| Rep | Dealing in securities | 2008-11-28 | 2010-01-25 |