Personnel SFC Licences and HKMA Registrations (ID 95956)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2018-08-02	-
	Rep	Dealing in securities	2009-06-18	2015-10-08
	Rep	Dealing in futures contracts	2009-05-12	2015-10-08
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-05-15	2008-07-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.