Personnel Hong Kong SFC License Details (ID 95960)

Personnel Hong Kong SFC License Details (ID 95960)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Starlight Securities Limited	RO	Dealing in securities	2022-02-14	2026-09-10
Starlight Asset Management Limited	RO	Asset management	2018-08-03	2026-09-10
Starlight Securities Limited	RO	Advising on securities	2018-08-03	2026-09-10
Bluemount Asset Management Limited	RO	Asset management	2017-09-12	2018-07-31
Bluemount Securities Limited	RO	Advising on securities	2017-09-12	2018-07-31
	RO	Dealing in securities	2017-09-12	2018-07-31
TAI SHING STOCK INVESTMENT CO. LIMITED	RO	Advising on securities	2003-04-01	2017-08-01
	RO	Asset management	2003-04-01	2017-08-01
	RO	Dealing in securities	2003-04-01	2017-08-01