Webb-site Legacy

Hong Kong IPO Predictions Hong Kong Financial Reports Legal Document Search FAQ

© 2024 Webb-site Legacy. All rights reserved.|

Copyright & Disclaimer Privacy Policy

Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 95965)

Personnel

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC suspends Mr Chu King Kau for 2 years for front-running and short-selling

SFC, 04-Sep-1997

Orgs

People

Topics

SFC prosecutes 7 naked short-sellers

SFC, 27-Feb-1997

Orgs

People

Topics