Personnel Hong Kong SFC License Details (ID 96004)

Personnel Hong Kong SFC License Details (ID 96004)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAI TAK SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2011-05-20	-
OnePlatform Securities Limited	Rep	Dealing in securities	2010-11-09	2011-05-18
TAI TAK SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-10-29	2010-11-03
LAI PO HUNG & COMPANY LIMITED	Rep	Dealing in securities	2007-06-20	2010-10-29
WO FUNG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-11-24	2007-06-04
WING SANG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-17
	Rep	Advising on securities	2003-04-01	2003-12-17
	Rep	Asset management	2003-04-01	2003-12-17
	Rep	Dealing in securities	2003-04-01	2006-05-31