Personnel Hong Kong SFC License Details (ID 96009)

Personnel Hong Kong SFC License Details (ID 96009)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LANCY GLOBAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-07-21	-
	RO	Asset management	2021-07-21	-
Core Capital Securities Limited	RO	Dealing in securities	2019-04-24	2021-06-30
JT CAPITAL ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2017-12-14	2020-12-16
	RO	Advising on securities	2017-12-14	2021-06-30
	RO	Asset management	2017-12-14	2021-06-30
Seazen Resources Securities Limited	RO	Dealing in securities	2016-08-08	2017-06-30
Seazen Resources Asset Management Limited	RO	Dealing in securities	2015-05-19	2017-06-30
	RO	Advising on securities	2015-03-17	2017-06-30
	RO	Asset management	2015-03-17	2017-06-30
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	RO	Advising on securities	2010-04-27	2015-02-01
	RO	Asset management	2005-12-02	2015-02-01
	Rep	Asset management	2003-04-01	2005-12-02