Personnel Hong Kong SFC License Details (ID 96010)

Personnel Hong Kong SFC License Details (ID 96010)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Raffles Assets Management (HK) Co. Limited	RO	Asset management	2019-02-15	2022-02-25
	Rep	Asset management	2019-01-08	2019-02-15
	Rep	Advising on securities	2019-01-08	2022-02-25
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	RO	Asset management	2017-08-08	2018-07-30
	Rep	Asset management	2013-10-02	2017-08-08
	Rep	Advising on securities	2013-10-02	2018-07-30
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2012-07-18	2013-09-26
	Rep	Asset management	2012-07-18	2013-09-26
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	Rep	Advising on securities	2010-08-30	2012-07-10
	Rep	Asset management	2007-10-12	2012-07-10