| KGI ASIA LIMITED | Rep | Dealing in securities | 2018-07-04 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-07-04 | - |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2017-10-24 | 2018-06-29 |
| Rep | Dealing in securities | 2016-03-23 | 2018-06-29 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-07 | 2016-02-29 |
| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2010-08-27 | 2015-05-13 |
| Rep | Asset management | 2008-03-10 | 2015-05-13 |
| RO | Asset management | 2006-09-07 | 2008-03-10 |
| Rep | Asset management | 2006-01-23 | 2006-09-07 |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2006-01-04 | 2006-01-10 |
| Rep | Advising on securities | 2006-01-04 | 2006-01-10 |
| Rep | Asset management | 2006-01-04 | 2006-01-10 |
| Rep | Dealing in securities | 2005-11-01 | 2006-01-10 |
| CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2005-09-20 | 2005-10-27 |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | Advising on corporate finance | 2003-04-01 | 2005-03-01 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-08 |
| Rep | Dealing in securities | 2003-04-01 | 2005-03-08 |
| Rep | Asset management | 2003-04-01 | 2005-07-27 |