Personnel Hong Kong SFC License Details (ID 96015)

Personnel Hong Kong SFC License Details (ID 96015)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WealthQuay Asset Management Limited	RO	Advising on securities	2024-11-22	2026-06-30
	RO	Asset management	2024-11-22	2026-06-30
Ahead Asset Management Limited	RO	Advising on securities	2024-06-25	2024-08-25
	RO	Asset management	2024-06-25	2024-08-25
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	RO	Advising on securities	2018-11-23	2021-07-01
	RO	Asset management	2018-11-23	2021-07-01
	Rep	Advising on securities	2018-09-13	2018-11-23
	Rep	Asset management	2018-09-13	2018-11-23
Harmony Capital Global Asset Management Limited	RO	Advising on securities	2016-11-16	2018-07-15
	RO	Asset management	2016-11-16	2018-07-15
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	RO	Asset management	2015-05-15	2016-07-23
	RO	Advising on securities	2015-03-04	2016-07-23
	Rep	Advising on securities	2010-07-15	2015-03-04
	Rep	Asset management	2010-07-15	2015-05-15
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2007-09-27	2010-06-04