Personnel Hong Kong SFC License Details (ID 96016)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China On Securities Limited	RO	Dealing in securities	2022-01-19	2022-09-30
HOMILY WORLDWIDE SECURITIES COMPANY LIMITED	RO	Advising on securities	2019-07-02	2020-09-19
	RO	Dealing in securities	2019-07-02	2020-09-19
Donghai International Futures (Hong Kong) Limited	RO	Dealing in futures contracts	2017-07-17	2018-06-04
Donghai International Securities (Hong Kong) Limited	RO	Dealing in securities	2017-07-17	2018-06-04
LERTHAI Securities (Hong Kong) Limited	RO	Dealing in futures contracts	2016-07-08	2016-10-29
	RO	Dealing in securities	2016-07-08	2016-10-29
Vantage New Generation Securities Limited	RO	Advising on securities	2015-07-06	2016-01-26
	RO	Dealing in securities	2015-07-06	2016-01-26
	Rep	Advising on securities	2015-06-22	2015-07-06
	Rep	Dealing in securities	2015-06-22	2015-07-06
TFI Securities and Futures Limited	RO	Dealing in futures contracts	2014-12-15	2015-05-19
	RO	Dealing in securities	2014-12-15	2015-05-19
Open Securities Limited	Rep	Dealing in securities	2013-10-28	2014-10-13
	RO	Dealing in futures contracts	2011-08-25	2014-10-13
CHAOS INTERNATIONAL FINANCIAL LIMITED	RO	Dealing in futures contracts	2009-12-15	2011-08-14
	Rep	Dealing in futures contracts	2009-11-13	2009-12-15
FUJI HONG KONG COMMODITIES COMPANY LIMITED	RO	Dealing in futures contracts	2009-09-18	2009-11-08
	Rep	Dealing in futures contracts	2009-07-29	2009-09-18
SPS SECURITIES LIMITED	Rep	Dealing in securities	2006-08-07	2009-06-01
SPS COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-05-19	2009-06-01
FUJI HONG KONG COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2004-05-10	2004-05-18
	Rep	Advising on futures contracts	-	2003-06-13
	Rep	Asset management	-	2003-06-13
	Rep	Dealing in futures contracts	-	2003-06-13