Personnel Hong Kong SFC License Details (ID 96018)

Personnel Hong Kong SFC License Details (ID 96018)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on futures contracts	2021-12-08	2024-02-15
	RO	Advising on securities	2021-12-08	2024-02-15
	RO	Dealing in futures contracts	2021-12-08	2024-02-15
	RO	Dealing in securities	2021-12-08	2024-02-15
	Rep	Dealing in securities	2021-12-03	2021-12-08
	Rep	Asset management	2021-12-03	2024-02-15
	Rep	Advising on futures contracts	2021-12-01	2021-12-08
	Rep	Advising on securities	2021-12-01	2021-12-08
	Rep	Dealing in futures contracts	2021-12-01	2021-12-08
CSC FUTURES (HK) LIMITED	Rep	Advising on securities	2021-07-18	2021-07-18
	RO	Advising on futures contracts	2021-03-26	2021-07-18
	RO	Advising on securities	2021-03-26	2021-07-18
	RO	Dealing in futures contracts	2017-09-08	2021-07-18
Open Securities Limited	RO	Dealing in futures contracts	2010-07-16	2013-01-11