| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2026-09-02 | - |
| Rep | Dealing in securities | 2026-09-02 | - |
| YUANTA FUTURES (HK) CO., LIMITED | RO | Advising on futures contracts | 2024-12-17 | 2025-10-15 |
| RO | Advising on securities | 2024-12-17 | 2025-10-15 |
| RO | Dealing in futures contracts | 2024-12-17 | 2025-10-15 |
| RO | Dealing in securities | 2024-12-17 | 2025-10-15 |
| Rep | Advising on futures contracts | 2023-10-03 | 2024-12-17 |
| Rep | Advising on securities | 2023-10-03 | 2024-12-17 |
| Rep | Dealing in futures contracts | 2023-10-03 | 2024-12-17 |
| Rep | Dealing in securities | 2023-10-03 | 2024-12-17 |
| Rep | Asset management | 2023-10-03 | 2025-10-15 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2021-12-08 | 2023-08-15 |
| Rep | Advising on futures contracts | 2021-10-06 | 2023-08-15 |
| Rep | Asset management | 2021-10-06 | 2023-08-15 |
| Rep | Dealing in futures contracts | 2021-10-06 | 2023-08-15 |
| Rep | Dealing in securities | 2021-10-06 | 2023-08-15 |
| CSC FUTURES (HK) LIMITED | RO | Advising on futures contracts | 2021-03-26 | 2021-05-07 |
| CSC SECURITIES (HK) LIMITED | Rep | Asset management | 2017-11-02 | 2021-05-07 |
| CSC FUTURES (HK) LIMITED | RO | Dealing in securities | 2015-03-09 | 2021-05-07 |
| CSC SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2014-03-03 | 2021-05-07 |
| CSC FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2013-11-06 | 2021-05-07 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-11-06 | 2021-05-07 |
| Yuanta Securities (Hong Kong) Company Limited | RO | Advising on futures contracts | 2013-05-30 | 2013-09-14 |
| RO | Dealing in futures contracts | 2013-05-30 | 2013-09-14 |
| Rep | Advising on futures contracts | 2013-02-06 | 2013-05-30 |
| Rep | Dealing in futures contracts | 2013-02-06 | 2013-05-30 |
| Rep | Advising on securities | 2013-02-06 | 2013-09-14 |
| Rep | Dealing in securities | 2013-02-06 | 2013-09-14 |
| Open Securities Limited | RO | Dealing in futures contracts | 2011-08-04 | 2013-01-27 |
| Rep | Dealing in futures contracts | 2010-08-16 | 2011-08-04 |
| Rep | Advising on securities | 2010-08-16 | 2013-01-27 |
| Rep | Dealing in securities | 2010-08-16 | 2013-01-27 |