| Fung One Securities Limited | RO | Advising on securities | 2023-08-08 | 2025-07-08 |
| RO | Asset management | 2023-08-08 | 2025-07-08 |
| RO | Dealing in securities | 2023-08-08 | 2025-07-08 |
| 3KYES SECURITIES LIMITED | RO | Advising on securities | 2021-12-16 | 2023-07-31 |
| RO | Dealing in securities | 2021-12-16 | 2023-07-31 |
| RO | Asset management | 2021-02-23 | 2023-07-31 |
| LERTHAI Asset Management Limited | RO | Advising on securities | 2019-03-07 | 2020-04-10 |
| RO | Asset management | 2019-03-07 | 2020-04-10 |
| LERTHAI Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2019-03-07 | 2020-04-10 |
| RO | Dealing in securities | 2019-03-07 | 2020-04-10 |
| QFIN HK Limited | RO | Advising on securities | 2019-01-08 | 2019-02-28 |
| RO | Asset management | 2019-01-08 | 2019-02-28 |
| RO | Dealing in futures contracts | 2018-11-16 | 2019-02-28 |
| RO | Dealing in securities | 2018-04-19 | 2019-02-28 |
| DaoKou Securities Limited | RO | Dealing in futures contracts | 2017-05-17 | 2018-04-04 |
| RO | Dealing in securities | 2016-09-14 | 2018-04-04 |
| Rep | Dealing in securities | 2016-07-18 | 2016-09-14 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2016-04-22 | 2016-07-08 |
| RO | Dealing in securities | 2016-04-22 | 2016-07-08 |
| Imperium International Asset Management Limited | RO | Advising on futures contracts | 2015-08-12 | 2016-07-08 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2015-07-13 | 2016-07-08 |
| Rep | Dealing in futures contracts | 2014-05-14 | 2015-07-13 |
| Rep | Dealing in securities | 2014-05-14 | 2016-04-22 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2014-02-05 | 2014-04-05 |
| Rep | Dealing in securities | 2014-02-05 | 2014-04-05 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-05-08 | 2013-11-15 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-05-08 | 2013-11-15 |
| Open Securities Limited | Rep | Advising on securities | 2011-09-05 | 2013-05-05 |
| Rep | Dealing in futures contracts | 2011-07-12 | 2013-05-05 |
| Rep | Dealing in securities | 2011-07-12 | 2013-05-05 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-26 | 2011-07-04 |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2009-05-26 | 2011-07-04 |
| WINWIN SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-26 | 2011-01-26 |