| TIGER BROKERS (HK) GLOBAL LIMITED | RO | Asset management | 2024-03-26 | - |
| RO | Advising on futures contracts | 2022-08-24 | - |
| RO | Advising on securities | 2022-08-24 | - |
| RO | Dealing in futures contracts | 2018-07-11 | - |
| RO | Dealing in securities | 2018-07-11 | - |
| Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2016-07-05 | 2018-06-15 |
| RO | Dealing in securities | 2016-07-05 | 2018-06-15 |
| CSC FUTURES (HK) LIMITED | RO | Dealing in securities | 2015-03-09 | 2016-06-18 |
| RO | Dealing in futures contracts | 2013-10-18 | 2016-06-18 |
| Rep | Dealing in futures contracts | 2013-09-27 | 2013-10-18 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-09-27 | 2016-06-18 |
| Open Securities Limited | RO | Dealing in futures contracts | 2013-01-10 | 2013-09-06 |
| Rep | Dealing in securities | 2011-03-24 | 2013-09-06 |
| Rep | Dealing in futures contracts | 2010-08-17 | 2013-01-10 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2008-11-14 | 2010-08-13 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-14 |
| Rep | Asset management | 2003-04-01 | 2004-01-14 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-04-04 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-14 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-14 |
| Rep | Asset management | 2003-04-01 | 2004-01-14 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-01-14 |
| Rep | Dealing in securities | 2003-04-01 | 2005-04-04 |