Personnel Hong Kong SFC License Details (ID 96031)

Personnel Hong Kong SFC License Details (ID 96031)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STOCKWELL SECURITIES LIMITED	Rep	Dealing in futures contracts	2022-07-01	-
	Rep	Dealing in securities	2022-07-01	-
STOCKWELL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-12-27	2022-06-30
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2013-12-27	2022-06-30
Open Securities Limited	Rep	Dealing in futures contracts	2011-08-08	2012-09-17
	Rep	Dealing in securities	2011-08-08	2012-09-17
CORPORATE BROKERS LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2011-07-04
CORPORATE COMMODITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-02-18
	Rep	Asset management	2003-04-01	2004-02-18
	Rep	Dealing in futures contracts	2003-04-01	2011-07-04