| Amasse Asset Management Limited | RO | Advising on securities | 2022-12-02 | 2024-03-31 |
| First Fidelity Capital (International) Limited | RO | Advising on securities | 2016-07-21 | 2021-01-21 |
| RO | Dealing in securities | 2016-07-21 | 2021-01-21 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Asset management | 2010-12-03 | 2011-06-15 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | Advising on securities | 2010-02-23 | 2016-04-30 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RO | Dealing in futures contracts | 2008-01-07 | 2016-04-30 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | - | 2016-04-30 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | Advising on corporate finance | - | 2004-08-17 |
| RO | Advising on securities | - | 2004-08-17 |
| RO | Asset management | - | 2004-08-17 |
| RO | Dealing in securities | - | 2016-04-30 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-08-17 |
| Rep | Asset management | - | 2004-08-17 |
| Rep | Dealing in futures contracts | - | 2008-01-07 |