Nip, Yiu Chuen 聶耀泉
SFC ID:ABY425
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2021-02-25 | - |
| RO | Advising on securities | 2021-02-25 | 2021-04-30 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2021-02-25 | 2021-12-13 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2021-02-25 | - |
| RO | Dealing in securities | 2021-02-25 | - | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2016-07-18 | 2021-01-25 |
| RO | Asset management | 2011-08-01 | 2021-01-25 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | Advising on securities | 2010-02-23 | 2021-01-25 |
| RO | Dealing in securities | 2008-08-26 | 2021-01-25 | |
| Rep | Dealing in securities | 2008-05-29 | 2008-08-26 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RO | Dealing in futures contracts | 2008-05-29 | 2021-01-25 |
| Rep | Dealing in futures contracts | 2008-05-15 | 2008-05-29 | |
| HGNH International Futures Co., Limited | RO | Dealing in futures contracts | 2007-06-26 | 2008-05-01 |
| CSC FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2005-04-25 | 2007-05-25 |
| CSC SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2005-04-25 | 2007-05-25 |
| Rep | Dealing in securities | 2003-12-15 | 2007-05-25 | |
| CSC FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-30 |
| Rep | Asset management | 2003-04-01 | 2003-10-30 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-04-25 |