Personnel Hong Kong SFC License Details (ID 96047)

Personnel Hong Kong SFC License Details (ID 96047)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	Dealing in securities	2020-12-28	-
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2016-12-07	-
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-05-29	2016-12-05
	Rep	Dealing in securities	2015-05-29	2016-12-05
GUOYUAN CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2014-10-30	2015-05-13
	Rep	Dealing in securities	2014-10-30	2015-05-13
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2011-05-13	2014-06-12
	Rep	Dealing in securities	2011-05-13	2014-06-12
SSC MANDARIN FINANCIAL SERVICES LIMITED	Rep	Advising on corporate finance	2008-08-19	2010-10-30
	Rep	Advising on securities	2008-08-19	2010-10-30