Lee, Alan Yiu Chung 李耀宗
SFC ID:AFS979
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2026-07-28 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2026-07-28 | - |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2026-04-27 | 2026-07-28 |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2025-11-25 | 2026-03-08 |
| Rep | Advising on corporate finance | 2025-10-28 | 2025-11-25 | |
| GUOYUAN CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2018-04-09 | 2023-05-31 |
| RO | Dealing in securities | 2018-04-09 | 2023-05-31 | |
| Rep | Advising on corporate finance | 2017-09-20 | 2018-04-09 | |
| Rep | Dealing in securities | 2017-09-20 | 2018-04-09 | |
| Yi Shun Da Capital Limited | RO | Advising on corporate finance | 2016-03-15 | 2017-09-10 |
| RO | Dealing in securities | 2016-03-15 | 2017-09-10 | |
| Rep | Advising on corporate finance | 2016-03-09 | 2016-03-15 | |
| Rep | Dealing in securities | 2016-03-09 | 2016-03-15 | |
| GUOYUAN CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2014-10-30 | 2016-02-19 |
| RO | Dealing in securities | 2014-10-30 | 2016-02-19 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | Advising on corporate finance | 2012-09-20 | 2014-06-12 |
| RO | Dealing in securities | 2012-09-20 | 2014-06-12 | |
| Rep | Advising on corporate finance | 2011-05-16 | 2012-09-20 | |
| Rep | Dealing in securities | 2011-05-16 | 2012-09-20 | |
| Beijing Securities Limited | Rep | Advising on corporate finance | 2010-03-15 | 2011-05-15 |
| Rep | Advising on securities | 2010-03-15 | 2011-05-15 | |
| Rep | Dealing in securities | 2010-03-15 | 2011-05-15 | |
| Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2006-09-22 | 2010-02-26 |
| Rep | Advising on securities | 2006-09-22 | 2010-02-26 | |
| Rep | Dealing in securities | 2006-09-22 | 2010-02-26 |
No HKMA registrations in the collected records.