| Well Link International Securities Limited | RO | Advising on futures contracts | 2024-03-11 | - |
| RO | Advising on securities | 2024-03-11 | - |
| RO | Dealing in futures contracts | 2024-02-02 | - |
| RO | Dealing in securities | 2024-02-02 | - |
| Rep | Dealing in futures contracts | 2023-12-11 | 2024-02-02 |
| Rep | Dealing in securities | 2023-12-11 | 2024-02-02 |
| Well Link Securities Limited | Rep | Dealing in futures contracts | 2022-10-03 | 2023-11-23 |
| Rep | Dealing in securities | 2022-10-03 | 2023-11-23 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | Dealing in securities | 2019-09-27 | 2022-08-02 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | RO | Dealing in futures contracts | 2019-09-27 | 2022-08-02 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-06-27 | 2019-09-27 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-06-27 | 2019-09-27 |