Personnel Hong Kong SFC License Details (ID 96064)

Personnel Hong Kong SFC License Details (ID 96064)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2023-04-19	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2023-04-19	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-03-31
	Rep	Advising on securities	2013-12-05	2016-08-22
	Rep	Dealing in securities	2012-03-26	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-03-26	2022-03-31
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2010-05-03	2011-12-30
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2009-07-27	2012-03-14