| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2011-01-17 | 2015-12-31 |
| Rep | Dealing in securities | 2011-01-17 | 2015-12-31 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-01-17 | 2014-12-31 |