Personnel Hong Kong SFC License Details (ID 96067)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Metaverse Securities Limited (HK)	Rep	Advising on securities	2026-08-26	-
	Rep	Dealing in securities	2026-08-26	-
TFI Securities and Futures Limited	Rep	Advising on securities	2024-12-12	2026-08-12
	Rep	Dealing in futures contracts	2024-12-12	2026-08-12
	Rep	Dealing in securities	2024-12-12	2026-08-12
VALUABLE CAPITAL LIMITED	Rep	Advising on securities	2022-08-17	2024-12-11
	Rep	Dealing in futures contracts	2022-08-17	2024-12-11
	Rep	Dealing in securities	2022-08-17	2024-12-11
XinKong International Securities Limited	Rep	Advising on securities	2017-10-16	2022-07-22
	RO	Dealing in securities	2017-10-16	2022-07-22
	Rep	Dealing in securities	2014-08-18	2017-10-16
	Rep	Dealing in futures contracts	2014-08-18	2022-07-22
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2005-06-14	2014-08-14
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2003-12-17	2014-08-14
ASG BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-08
	Rep	Advising on securities	2003-04-01	2003-09-08
	Rep	Asset management	2003-04-01	2003-09-08
	Rep	Dealing in securities	2003-04-01	2003-12-16
ASG FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-09-08
	Rep	Asset management	2003-04-01	2003-09-08
	Rep	Dealing in futures contracts	2003-04-01	2003-12-16