| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Metaverse Securities Limited (HK) | Rep | Asset management | 2026-09-30 | - |
| Rep | Advising on securities | 2026-08-26 | - | |
| Rep | Dealing in securities | 2026-08-26 | - | |
| TFI Securities and Futures Limited | Rep | Advising on securities | 2024-12-12 | 2026-08-12 |
| Rep | Dealing in futures contracts | 2024-12-12 | 2026-08-12 | |
| Rep | Dealing in securities | 2024-12-12 | 2026-08-12 | |
| VALUABLE CAPITAL LIMITED | Rep | Advising on securities | 2022-08-17 | 2024-12-11 |
| Rep | Dealing in futures contracts | 2022-08-17 | 2024-12-11 | |
| Rep | Dealing in securities | 2022-08-17 | 2024-12-11 | |
| XinKong International Securities Limited | Rep | Advising on securities | 2017-10-16 | 2022-07-22 |
| RO | Dealing in securities | 2017-10-16 | 2022-07-22 | |
| Rep | Dealing in securities | 2014-08-18 | 2017-10-16 | |
| Rep | Dealing in futures contracts | 2014-08-18 | 2022-07-22 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-14 | 2014-08-14 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2003-12-17 | 2014-08-14 |
| ASG BROKERAGE LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-08 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-08 | |
| Rep | Asset management | 2003-04-01 | 2003-09-08 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-12-16 | |
| ASG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-09-08 |
| Rep | Asset management | 2003-04-01 | 2003-09-08 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-12-16 |
No HKMA registrations in the collected records.