| Grit Securities Limited | RO | Dealing in securities | 2026-07-13 | - |
| Eddid Securities and Futures Limited | Rep | Leveraged foreign exchange trading | 2022-07-25 | 2026-06-30 |
| RO | Dealing in securities | 2022-07-22 | 2026-06-30 |
| RO | Dealing in futures contracts | 2022-03-07 | 2026-06-30 |
| Rep | Dealing in futures contracts | 2022-02-11 | 2022-03-07 |
| Rep | Dealing in securities | 2022-02-11 | 2022-07-22 |
| XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2021-07-28 | 2022-01-04 |
| Zhongpu International Futures CO., Limited | RO | Dealing in futures contracts | 2019-05-23 | 2021-07-27 |
| BOCOM International Securities Limited | RO | Dealing in futures contracts | 2017-10-23 | 2018-11-30 |
| Rep | Dealing in futures contracts | 2017-03-13 | 2017-10-23 |
| Rep | Advising on futures contracts | 2017-03-13 | 2018-11-30 |
| Rep | Dealing in securities | 2017-03-13 | 2018-11-30 |
| CSC FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2016-09-20 | 2017-02-20 |
| Rep | Dealing in futures contracts | 2013-09-17 | 2016-09-20 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-09-17 | 2017-02-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-07-18 | 2013-09-05 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-07-18 | 2013-09-05 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-01-13 | 2013-07-17 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-01-13 | 2013-07-17 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-29 | 2011-12-24 |