| Vision Wealth Capital Limited | RO | Advising on securities | 2026-07-24 | - |
| RO | Asset management | 2026-07-24 | - |
| GOHO INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-07-28 | 2023-08-11 |
| RO | Asset management | 2020-07-28 | 2023-08-11 |
| KuCoin Commodity Futures Limited | Rep | Dealing in futures contracts | 2019-11-22 | 2020-01-21 |
| KuCoin HK Limited | RO | Dealing in securities | 2019-08-19 | 2020-01-21 |
| Rep | Dealing in securities | 2019-07-15 | 2019-08-19 |
| Yieldful Securities Limited | RO | Dealing in securities | 2017-05-17 | 2019-01-11 |
| JIMEI SECURITIES LIMITED | RO | Dealing in securities | 2013-09-30 | 2017-03-27 |
| Rep | Dealing in securities | 2013-08-22 | 2013-09-30 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-08-30 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-30 |
| Rep | Asset management | 2003-04-01 | 2004-08-30 |
| Rep | Dealing in securities | 2003-04-01 | 2013-08-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2005-03-03 |
| Rep | Asset management | 2003-04-01 | 2005-03-03 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2013-08-01 |