| CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2016-05-18 | 2017-08-23 |
| Rep | Asset management | 2016-05-18 | 2017-08-23 |
| Merdeka Investment Management Limited | Rep | Advising on securities | 2012-10-22 | 2015-10-19 |
| Rep | Asset management | 2012-10-22 | 2015-10-19 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2010-06-23 | 2012-09-17 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-06-23 | 2012-09-17 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-10-09 | 2010-06-18 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-31 | 2009-09-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-08-31 | 2009-09-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2009-02-11 | 2009-05-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-12-16 | 2009-05-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2008-11-11 | 2009-05-16 |
| Rep | Dealing in futures contracts | 2008-09-22 | 2009-05-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-09-22 | 2009-05-16 |