| AMBER HILL CAPITAL LIMITED | RO | Advising on securities | 2019-05-17 | 2021-12-31 |
| RO | Asset management | 2019-05-17 | 2021-12-31 |
| XinKong International Securities Limited | Rep | Advising on securities | 2017-10-18 | 2019-03-29 |
| RO | Dealing in securities | 2017-10-18 | 2019-03-29 |
| XinKong International Asset Management Limited | Rep | Asset management | 2014-09-04 | 2018-03-16 |
| XinKong International Securities Limited | Rep | Dealing in securities | 2014-09-04 | 2017-10-18 |
| Rep | Dealing in futures contracts | 2014-09-04 | 2019-03-29 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-09-17 | 2014-08-31 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-26 | 2014-08-31 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | - | 2004-03-03 |
| Rep | Advising on securities | - | 2004-03-03 |
| Rep | Asset management | - | 2004-03-03 |
| Rep | Dealing in securities | - | 2014-08-31 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-03-03 |
| Rep | Asset management | - | 2004-03-03 |
| Rep | Dealing in futures contracts | - | 2004-03-03 |