| OCEANVAST CAPITAL LIMITED (b2016-11-16) | Rep | Advising on securities | 2025-08-21 | - |
| Rep | Asset management | 2025-08-21 | - |
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Asset management | 2021-08-09 | 2022-04-01 |
| Rep | Advising on securities | 2021-04-12 | 2022-04-01 |
| Rep | Dealing in securities | 2021-04-12 | 2022-04-01 |
| OnePlatform Asset Management Limited | Rep | Dealing in securities | 2015-04-10 | 2015-04-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-10-24 | 2015-03-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-10-24 | 2015-03-06 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-07-22 | 2013-08-20 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-01-20 | 2013-08-20 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-03-06 | 2008-12-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-07-21 | 2008-12-01 |