| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2012-05-04 | 2012-05-15 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-11-04 | 2012-04-24 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-11-08 | 2012-04-24 |
| MFG Limited (HK) | Rep | Advising on securities | 2009-12-16 | 2010-10-29 |