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Hung, Yan (SFC:ASP980) 洪寧 Hong Kong SFC License Details (ID 96099)
Hung, Yan (SFC:ASP980) 洪寧
SFC ID:
ASP980
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BOCOM MPF & FINANCIAL SERVICES COMPANY LIMITED
Rep
Advising on securities
2012-11-15
2020-01-07
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED
Rep
Dealing in securities
2009-03-26
2012-01-01