Personnel Hong Kong SFC License Details (ID 96101)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2012-03-05	2012-12-31
	Rep	Dealing in securities	2011-01-20	2011-12-30
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2008-03-17	2008-06-12