Personnel SFC Licences and HKMA Registrations (ID 96104)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2022-03-15	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-02-28
	Rep	Dealing in securities	2012-11-07	2017-10-02
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2008-06-19	2012-11-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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