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Ngan, Francis Siu Wai 顏肇煒 Hong Kong SFC License Details (ID 96112)
Ngan, Francis Siu Wai 顏肇煒
SFC ID:
APV918
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED
Rep
Dealing in securities
2011-02-14
2012-01-06
EMPEROR SECURITIES LIMITED (HK)
Rep
Dealing in securities
2007-10-25
2008-05-15