Personnel Hong Kong SFC License Details (ID 96116)

Personnel Hong Kong SFC License Details (ID 96116)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALTRUIST FINANCIAL GROUP LIMITED	Rep	Advising on securities	2012-06-08	2013-02-24
	Rep	Dealing in securities	2012-06-08	2013-02-24
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2011-04-21	2012-04-21
	Rep	Dealing in securities	2011-04-21	2012-04-21
PEGASUS FUND MANAGERS LIMITED	Rep	Dealing in securities	2011-02-23	2011-04-03
	Rep	Advising on securities	2011-02-21	2011-04-03
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2006-07-31	2009-06-08