| AJ Securities Limited | Rep | Advising on securities | 2020-05-18 | 2023-05-05 |
| AJ Futures Limited | Rep | Dealing in futures contracts | 2020-05-13 | 2023-05-05 |
| AJ Securities Limited | Rep | Dealing in securities | 2020-05-13 | 2023-05-05 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-02-26 | 2020-04-03 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-02-12 | 2020-04-03 |
| TIAN YUAN FINANCE (INDEX TRADING) LIMITED | Rep | Dealing in futures contracts | 2016-11-25 | 2019-11-29 |
| TIAN YUAN FINANCE LIMITED | Rep | Advising on securities | 2016-03-31 | 2019-11-29 |
| Rep | Dealing in securities | 2015-12-24 | 2019-11-29 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-03-27 | 2015-12-10 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2011-08-29 | 2015-12-10 |