| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Golden K2 Securities Limited | RO | Dealing in securities | 2018-08-24 | 2020-07-01 |
| Maxcess Capital Limited | RO | Advising on securities | 2018-08-24 | 2020-07-01 |
| RO | Asset management | 2018-08-24 | 2020-07-01 | |
| Golden K2 Securities Limited | Rep | Dealing in securities | 2018-08-16 | 2018-08-24 |
| Maxcess Capital Limited | Rep | Advising on securities | 2018-08-16 | 2018-08-24 |
| Rep | Asset management | 2018-08-16 | 2018-08-24 | |
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2011-05-30 | 2013-12-05 |
| RO | Asset management | 2011-05-30 | 2013-12-05 | |
| RO | Dealing in securities | 2011-05-30 | 2013-12-05 | |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-11-24 | 2010-07-06 |
| Rep | Dealing in securities | 2009-09-11 | 2010-07-06 | |
| Rep | Advising on securities | 2009-08-06 | 2010-07-06 | |
| CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-15 | 2009-08-01 |
| Rep | Asset management | 2007-03-15 | 2009-08-01 |