Personnel Hong Kong SFC License Details (ID 96132)

Personnel Hong Kong SFC License Details (ID 96132)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MYM CAPITAL PARTNERS LIMITED	RO	Dealing in securities	2019-04-16	-
	RO	Advising on securities	2017-04-28	-
	RO	Asset management	2017-04-28	-
Glory Sun Securities Limited	RO	Advising on securities	2015-03-20	2017-04-25
	RO	Asset management	2015-03-20	2017-04-25
	Rep	Advising on securities	2015-01-20	2015-03-20
	Rep	Asset management	2015-01-20	2015-03-20
	Rep	Dealing in securities	2015-01-20	2017-04-25
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2010-08-03	2015-01-14
	Rep	Asset management	2010-08-03	2015-01-14
	Rep	Dealing in securities	2010-08-03	2015-01-14
Redford Asset Management Limited	Rep	Advising on securities	2010-06-30	2010-07-15
REDFORD SECURITIES LIMITED	Rep	Dealing in securities	2010-06-07	2010-07-15
Redford Asset Management Limited	Rep	Asset management	2010-03-25	2010-07-15