Personnel Hong Kong SFC License Details (ID 96137)

Personnel Hong Kong SFC License Details (ID 96137)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Asset Management Limited (HK)	Rep	Asset management	2018-09-18	-
	Rep	Dealing in securities	2018-09-18	-
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Asset management	2010-06-30	2018-08-27
	Rep	Dealing in securities	2010-06-30	2018-08-27
VISION FINANCE (SECURITIES) LIMITED	Rep	Dealing in securities	2009-07-27	2010-05-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-10-05	2008-11-14
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-10-05	2008-11-14