Personnel SFC Licences and HKMA Registrations (ID 96143)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UCAP Securities (HK) Limited	Rep	Advising on securities	2021-05-13	-
	Rep	Asset management	2021-05-13	-
	Rep	Dealing in securities	2021-05-13	-
Ethivo Asset Management (HK) Limited	Rep	Advising on securities	2018-10-19	2021-05-03
	Rep	Asset management	2018-10-19	2021-05-03
	Rep	Dealing in securities	2018-10-19	2021-05-03
BMI Securities Limited	Rep	Dealing in securities	2015-07-17	2017-06-09
BMI FUNDS MANAGEMENT LIMITED	Rep	Asset management	2015-06-22	2017-06-09
	Rep	Dealing in securities	2015-06-22	2017-06-09
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2011-05-31	2013-01-16
	Rep	Asset management	2011-05-31	2013-01-16
	Rep	Dealing in securities	2011-05-31	2013-01-16
BOCI SECURITIES LIMITED	Rep	Advising on securities	2009-03-27	2010-02-24
	Rep	Dealing in securities	2009-03-27	2010-02-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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