Personnel Hong Kong SFC License Details (ID 96148)

Personnel Hong Kong SFC License Details (ID 96148)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-05-14	2018-08-26
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-05-14	2018-08-26
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2010-08-03	2013-01-17
	Rep	Dealing in securities	2010-08-03	2013-01-17
Redford Asset Management Limited	Rep	Advising on securities	2010-07-07	2010-07-15
REDFORD SECURITIES LIMITED	Rep	Dealing in securities	2010-03-16	2010-07-15
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2005-03-24	2010-01-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2005-02-18	2010-01-01
OnePlatform Asset Management Limited	Rep	Advising on securities	2004-12-21	2005-02-16