Lee, Raymond Shu Kwan 李樹群

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TARGET CAPITAL MANAGEMENT LIMITED (HK)	RO	Advising on securities	2011-11-30	2014-05-21
	Rep	Advising on securities	2011-04-18	2011-11-30
	Rep	Dealing in securities	2011-04-18	2014-05-21
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2005-05-18	2010-09-30
GRANDTAG FINANCIAL CONSULTANCY &AMP; INSURANCE BROKERS LIMITED	RO	Advising on securities	-	2003-06-10
	RO	Asset management	-	2003-06-10

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TARGET CAPITAL MANAGEMENT LIMITED (HK)	RO	Advising on securities	2011-11-30	2014-05-21
	Rep	Advising on securities	2011-04-18	2011-11-30
	Rep	Dealing in securities	2011-04-18	2014-05-21
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2005-05-18	2010-09-30
GRANDTAG FINANCIAL CONSULTANCY &AMP; INSURANCE BROKERS LIMITED	RO	Advising on securities	-	2003-06-10
	RO	Asset management	-	2003-06-10