Personnel Hong Kong SFC License Details (ID 96154)

Personnel Hong Kong SFC License Details (ID 96154)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Asset management	2011-03-03	2015-03-17
	Rep	Dealing in securities	2011-03-03	2015-03-17
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2009-02-23	2010-09-30
Quam Securities Limited	Rep	Dealing in securities	2007-07-24	2008-11-13
Asia Pacific Securities Limited	Rep	Dealing in securities	2006-09-01	2007-03-22
GT CAPITAL LIMITED	Rep	Dealing in securities	2006-05-24	2006-08-31
Quam Securities Limited	Rep	Dealing in securities	2005-05-31	2006-04-12