Personnel Hong Kong SFC License Details (ID 96190)

Personnel Hong Kong SFC License Details (ID 96190)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAT LEE SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-09-20	2020-03-31
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2009-02-20	2010-06-26
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2008-04-14	2008-09-20
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2008-02-25	2008-03-14
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2007-09-14	2008-02-01
Beevest Securities Limited	Rep	Dealing in securities	2007-06-29	2007-09-12
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2007-03-29	2007-06-25
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2006-04-07	2007-03-27
STOCKWELL SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2004-05-13
	Rep	Advising on securities	-	2004-05-13
	Rep	Asset management	-	2004-05-13
	Rep	Dealing in securities	-	2006-03-16