Personnel Hong Kong SFC License Details (ID 96200)

Personnel Hong Kong SFC License Details (ID 96200)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Livermore Holdings Limited	RO	Dealing in securities	2017-11-13	-
Core Capital Securities Limited	RO	Dealing in securities	2016-06-21	2016-09-15
BLUESTONE SECURITIES (HK) CO., LIMITED	RO	Dealing in securities	2015-04-24	2015-09-01
Telecom King Securities Limited	RO	Dealing in securities	2007-10-17	2014-07-01
CES Capital International (Hong Kong) Co., Limited	RO	Dealing in securities	2004-12-07	2007-08-16
	Rep	Advising on corporate finance	2003-04-01	2003-11-06
	Rep	Advising on securities	2003-04-01	2003-11-06
	Rep	Asset management	2003-04-01	2003-11-06
	Rep	Dealing in securities	2003-04-01	2004-12-07