Personnel Hong Kong SFC License Details (ID 96201)

Personnel Hong Kong SFC License Details (ID 96201)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGCAI ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2017-01-18	-
Zhongcai Securities Limited	RO	Dealing in securities	2014-12-19	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2014-07-17	2014-08-21
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-07-17	2014-08-21
Telecom King Securities Limited	RO	Dealing in securities	2007-10-17	2014-07-01
Waton Securities International Limited	RO	Dealing in securities	2007-03-15	2007-07-17
	Rep	Advising on corporate finance	2003-04-01	2004-12-07
	Rep	Advising on securities	2003-04-01	2004-12-07
	Rep	Asset management	2003-04-01	2004-12-07
	Rep	Dealing in securities	2003-04-01	2006-07-31