Personnel SFC Licences and HKMA Registrations (ID 96204)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Telecom King Securities Limited	Rep	Dealing in futures contracts	2015-06-05	-
	Rep	Dealing in securities	2015-06-05	-
KGI ASIA LIMITED	Rep	Dealing in securities	2015-05-06	2015-05-08
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-05-06	2015-05-08
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-04-02	2015-04-23
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-04-02	2015-04-23
Telecom King Securities Limited	Rep	Dealing in futures contracts	2011-10-12	2015-03-30
	Rep	Dealing in securities	2009-02-27	2015-03-30
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2007-08-31	2009-01-01
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2007-08-31	2009-01-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.