Personnel Hong Kong SFC License Details (ID 96205)

Personnel Hong Kong SFC License Details (ID 96205)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Emperio Securities and Assets Management Limited	RO	Advising on securities	2023-12-18	2026-01-08
	Rep	Asset management	2023-12-18	2026-01-08
	RO	Dealing in securities	2023-12-18	2026-01-08
CS Wealth Securities Limited	RO	Dealing in securities	2017-10-03	2023-10-20
	Rep	Dealing in securities	2017-06-08	2017-10-03
Telecom King Securities Limited	Rep	Dealing in futures contracts	2011-10-06	2017-05-20
	Rep	Dealing in securities	2007-10-27	2017-05-20
CS Wealth Securities Limited	Rep	Dealing in securities	2006-01-03	2007-10-14